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Paper · arXiv

What Happens to the Goal? Distinct Failures of Policy Alignment in Goal Misgeneralization

Goal misgeneralization is a common failure mode in which an agent behaves competently out of distribution but does not pursue the intended goal. However, we still have a weak understanding of what happens to the intended goal in misgeneralizing agents. Across three Procgen environments and five robot tasks, we find three distinct forms of policy-goal misalignment: (1) functional target substitution, where behavior follows an alternative goal, (2) a policy shortcut, where behavior follows a learned action strategy, and (3) cue competition between intended and proxy goal cues. We distinguish these regimes by tracing where goal information remains available internally, how strongly it influe...

AuthorsJulia Barth, Armin Sommer, Kunvar Thaman et al.
Primary categorycs.LG
Published14 October 2026
Last updated at source14 October 2026
cs.LGcs.AIcs.RO
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