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Paper · arXiv

Intent Drift at SME Scale: Deployment Practice, Not Model Capability, Determines Agentic Compliance

We introduce Chain of Intent, a governance framework for agentic AI at small regulated firms, and validate it against a failure it was built to address. Existing agentic governance research assumes enterprise infrastructure that small firms do not have. In a simulated Hong Kong asset manager with 415 synthetic contact records, an agent performing a routine client-communications task was subjected to ordinary managerial pressure to increase its reach. With its authorised constraints written into its configuration, the agent held: it identified every ambiguity in the firm's records, cited privacy legislation it had never been shown, and refused six successive requests, breaching in two of f...

AuthorsIlia Voroshilov
Primary categorycs.CY
Published5 September 2026
Last updated at source5 September 2026
cs.CYcs.AI
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